DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at West Michigan Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jacqueline Anne Antone | Ameriprise Financial Services, LLC national BD | West Michigan Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 14, 2025 | Jul 9, 2025 |
| Kurt Thomas Jolly | Raymond James Financial Services Advisors, Inc BD affiliated | West Michigan Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 2, 2024 | Dec 2, 2024 |
| Ryan Michael Gorman | Independent Financial Partners BD affiliated | West Michigan Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | May 16, 2024 | Jun 4, 2024 |
| Brent Harold Rhoads | Regal Investment Advisors LLC BD affiliated | West Michigan Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 4, 2024 | May 19, 2025 (501 d) |
| Jeffrey David Perkins | Raymond James & Associates, Inc. national BD | West Michigan Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 16, 2023 | Oct 4, 2023 |
| Caleb Jay Schoon | Gasaway Investment Advisors, Inc. independent RIA | West Michigan Advisors independent RIA | RIA to RIA | Aug 2, 2023 | Sep 26, 2024 (421 d) |
| Kyle Joshua Bross | Raymond James & Associates, Inc. national BD | West Michigan Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 8, 2023 | Jun 7, 2023 |
| Thomas Scott Bosch | Raymond James & Associates, Inc. national BD | West Michigan Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2022 | Jan 4, 2023 |
| Matthew Alexander Hogg | Raymond James & Associates, Inc. national BD | West Michigan Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 3, 2022 | Jan 2, 2025 (944 d) |
| Heather Lynnelle Mosher | Raymond James & Associates, Inc. national BD | West Michigan Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 29, 2022 | Jan 12, 2022 |
| Kenneth Alan Bauman | Wells Fargo Advisors wirehouse | West Michigan Advisors independent RIA | Wirehouse to independent RIA | Jul 7, 2021 | Jul 23, 2021 |
| Stephanie Lynn Smith | Raymond James & Associates, Inc. national BD | West Michigan Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 8, 2021 | Feb 18, 2021 |
| Shane Alan Ailes | Raymond James & Associates, Inc. national BD | West Michigan Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 5, 2021 | Feb 18, 2021 |
| Aaron Michael Clark | Raymond James & Associates, Inc. national BD | West Michigan Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 5, 2021 | Feb 18, 2021 |
| Kevin Howard Clark | Raymond James & Associates, Inc. national BD | West Michigan Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 1, 2021 | Feb 18, 2021 |
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15 moves match.