DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Wheelhouse Advisory Group, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jacob T Brydels | Hill Investment Group independent RIA | Wheelhouse Advisory Group, LLC independent RIA | RIA to RIA | Sep 18, 2024 | Oct 29, 2024 (41 d) |
| Marcello Pesce | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wheelhouse Advisory Group, LLC independent RIA | Wirehouse to independent RIA | Jun 18, 2024 | Jun 19, 2024 |
| Jeffery Allen Campos | Charles Schwab & Co., Inc. national BD | Wheelhouse Advisory Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 16, 2024 | Jul 17, 2024 (152 d) |
| Garrett Bohler | Stifel, Nicolaus & Company, Incorporated national BD | Wheelhouse Advisory Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 19, 2023 | Oct 24, 2023 |
| Andrew J Briesacher | Edward Jones national BD | Wheelhouse Advisory Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 27, 2023 | Apr 27, 2023 |
| Lauren Elizabeth Ferraro | Clayton Financial Group, LLC independent RIA | Wheelhouse Advisory Group, LLC independent RIA | RIA to RIA | Jun 6, 2022 | Jul 11, 2022 (35 d) |
| Anthony Allen Striker | Duncan Financial Management, Inc. state registered | Wheelhouse Advisory Group, LLC independent RIA | Other | Mar 3, 2021 | Mar 24, 2021 |
| Stacey Leigh Cheek | Duncan Financial Management, Inc. state registered | Wheelhouse Advisory Group, LLC independent RIA | Other | Feb 26, 2021 | Feb 26, 2021 |
| Rishi Ghosh | Duncan Financial Management, Inc. state registered | Wheelhouse Advisory Group, LLC independent RIA | Other | Feb 26, 2021 | Feb 26, 2021 |
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9 moves match.