DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Kera Capital Partners
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brandon Kenji Lew | Equitable Advisors, LLC national BD | Kera Capital Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 4, 2026 | Mar 2, 2026 |
| Cary M Allison | Morgan Stanley wirehouse | Kera Capital Partners independent RIA | Wirehouse to independent RIA | Oct 4, 2023 | Jan 1, 2025 (455 d) |
| Helena Sandoval | Morgan Stanley wirehouse | Kera Capital Partners independent RIA | Wirehouse to independent RIA | Sep 22, 2023 | Jan 1, 2025 (467 d) |
| Scott M Allison | Morgan Stanley wirehouse | Kera Capital Partners independent RIA | Wirehouse to independent RIA | Sep 22, 2023 | Jan 1, 2025 (467 d) |
| Jeffrey Scott White | Creative Planning independent RIA | Kera Capital Partners independent RIA | RIA to RIA | Dec 5, 2022 | Dec 2, 2022 |
| Matthew Joseph Komer | Guggenheim Investments asset manager | Kera Capital Partners independent RIA | Other | Jun 21, 2022 | Sep 15, 2022 (86 d) |
| Vincci Won-Che Ma | Morgan Stanley wirehouse | Kera Capital Partners independent RIA | Wirehouse to independent RIA | Apr 12, 2022 | Jan 1, 2025 (995 d) |
| Jadon Alexander Dailey | Morgan Stanley wirehouse | Kera Capital Partners independent RIA | Wirehouse to independent RIA | Apr 12, 2022 | May 4, 2022 |
| Daniel Clark | Wells Fargo Advisors wirehouse | Kera Capital Partners independent RIA | Wirehouse to independent RIA | Aug 3, 2021 | Aug 4, 2021 |
| Michael Patrick Mccabe | Morgan Stanley wirehouse | Kera Capital Partners independent RIA | Wirehouse to independent RIA | Mar 30, 2021 | Aug 12, 2021 (135 d) |
| Bryan Buchert | Citigroup Global Markets Inc. BD affiliated | Kera Capital Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 22, 2021 | Sep 15, 2022 (542 d) |
| G-Woon Choe | Marram Investment Management, LLC state registered | Kera Capital Partners no RAUM | Other | May 5, 2015 | Mar 10, 2021 (2136 d) |
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12 moves match.