DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Oliver Lagore Vanvalin Investment Group, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| William Robert Jones | Spc BD affiliated | Oliver Lagore Vanvalin Investment Group, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 29, 2023 | Oct 2, 2023 |
| Keaton Burke | Cfg Advisors LLC unclassified | Oliver Lagore Vanvalin Investment Group, Inc. independent RIA | Other | Jul 3, 2023 | May 10, 2023 |
| Spencer John Comps | Truadvice LLC mixed wealth | Oliver Lagore Vanvalin Investment Group, Inc. independent RIA | RIA to RIA | May 6, 2022 | Sep 6, 2022 (123 d) |
| Gerald Timothy St. Cin | Morgan Stanley wirehouse | Oliver Lagore Vanvalin Investment Group, Inc. independent RIA | Wirehouse to independent RIA | Nov 15, 2021 | Dec 15, 2021 |
| Marc Janca | Pnc Wealth Management BD affiliated | Oliver Lagore Vanvalin Investment Group, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 6, 2021 | Aug 3, 2021 |
| Judy Ilene Goldis | Spc BD affiliated | Oliver Lagore Vanvalin Investment Group, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 5, 2021 | May 28, 2021 |
| Joel Philip Lagore | Spc BD affiliated | Oliver Lagore Vanvalin Investment Group, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 29, 2021 | Apr 28, 2021 |
| Scott Richard Carty | Spc BD affiliated | Oliver Lagore Vanvalin Investment Group, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 29, 2021 | Apr 28, 2021 |
| Jesse Michael Vanvalin | Spc BD affiliated | Oliver Lagore Vanvalin Investment Group, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 29, 2021 | Apr 28, 2021 |
| Benjamin Dean Oliver | Spc BD affiliated | Oliver Lagore Vanvalin Investment Group, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 29, 2021 | Apr 28, 2021 |
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10 moves match.