DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Galliott Capital Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Zenia Lisette Delgado | Insigneo Advisory Services, LLC mixed wealth | Galliott Capital Advisors, LLC independent RIA | RIA to RIA | Mar 5, 2024 | Sep 16, 2024 (195 d) |
| Ahsoo Ahn | Insigneo Advisory Services, LLC mixed wealth | Galliott Capital Advisors, LLC independent RIA | RIA to RIA | Jan 2, 2023 | Sep 25, 2023 (266 d) |
| Robert Mourad | UBS Financial Services Inc. wirehouse | Galliott Capital Advisors, LLC independent RIA | Wirehouse to independent RIA | Apr 13, 2022 | Jun 21, 2022 (69 d) |
| Zenia Lisette Delgado | Insigneo Advisory Services, LLC mixed wealth | Galliott Capital Advisors, LLC no RAUM | RIA to a newly registered adviser | Mar 1, 2022 | Apr 30, 2021 |
| Ahsoo Ahn | Insigneo Advisory Services, LLC mixed wealth | Galliott Capital Advisors, LLC no RAUM | RIA to a newly registered adviser | Mar 1, 2022 | Apr 6, 2021 |
| Antoine Nabih Souma | Insigneo Advisory Services, LLC mixed wealth | Galliott Capital Advisors, LLC no RAUM | RIA to a newly registered adviser | Dec 21, 2021 | Apr 5, 2021 |
| Azelia Aguilar Betancourt | Insigneo Advisory Services, LLC mixed wealth | Galliott Capital Advisors, LLC no RAUM | RIA to a newly registered adviser | Dec 3, 2021 | Apr 30, 2021 |
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7 moves match.