DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Vickerman Investment Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jeremy Brandon Houy | M Holdings Securities, Inc. BD affiliated | Vickerman Investment Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 19, 2022 | Oct 3, 2022 |
| Michael James Vickerman | Ten Capital Wealth Advisors, LLC independent RIA | Vickerman Investment Advisors, Inc. no RAUM | RIA to a newly registered adviser | Jun 30, 2021 | Jul 1, 2021 |
| Amy Jo Van Lierop | Ten Capital Wealth Advisors, LLC independent RIA | Vickerman Investment Advisors, Inc. no RAUM | RIA to a newly registered adviser | Jun 30, 2021 | Jul 1, 2021 |
| Christopher William Grasmick | Advice And Planning Services BD affiliated | Vickerman Investment Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 7, 2021 | Jul 19, 2021 (103 d) |
| Brian James Kenyon | Advice And Planning Services BD affiliated | Vickerman Investment Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 5, 2020 | Jul 19, 2021 (256 d) |
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5 moves match.