DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
V•••••••• I••••••••• A•••••••• I•••
Latest filing Feb 25, 2026
First filing on the tape Feb 24, 2021 · 12 filings
SEC status approved since Mar 26, 2021
RAUM
$632M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$628M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$126M
derived; firm RAUM over IAPD count
Employees
7
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$632M as of Feb 25, 2026
Mar 4, 2022$343M then
HNW client RAUM$541M as of Feb 25, 2026
Mar 4, 2022$226M then
State-registered IARs (5.B.3)2 as of Feb 25, 2026
Mar 4, 20221 then
Employees (5.A)7 as of Feb 25, 2026
Mar 4, 20222 then
Private funds: no history
RAUM +36% over the last fiscal year+24% a year over threeIARs 4 to 2
Practice profile
derived from the filing of Feb 25, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $126MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 86derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.6MderivedHNW RAUM over HNW clients
- Average account
- $545,520derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.4derivedItem 5.A over advisors
- Advisors per office
- 5.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +36%derivedbetween the last two annual amendments
- Advisor growth, one year
- -50%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +8.6%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- $317M, 220 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$541M86%
- Individuals$86.8M14%
- Corporations and businesses$3.5M0.6%
- Charitable organizations$422,4150.1%
- Individual clients
- 278reported
- HNW clients
- 150reported
- Pension plan clients
- n/areported
- Charitable clients
- 1reported
- Accounts
- 1,159reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $317M for 220 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M•••••• J•••• V•••••••• | Spokane, Wa | Jul 1, 2021 | 32 y | 2 |
| C••••••••• W•••••• G••••••• | Spokane, Wa | Jul 19, 2021 | 23 y | 2 |
| J••••• B•••••• H••• | Spokane, Wa | Oct 3, 2022 | 24 y | 3 |
| M••••• A•••••••• H•••••••• | Spokane, Wa | May 14, 2024 | 15 y | 0 |
| D•••• B•••••• | Spokane, Wa | Jun 13, 2025 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- B•••• J•••• K••••• to U••• B•••••• I••••••••• I•••Aug 7, 2023 · RIA to affiliated broker-dealer or bank
- A•• J• V•• L••••• to M••••• G••••• A••••••• I•••Jul 19, 2022 · RIA to RIA
Joined, latest
- J••••• B•••••• H••• from M• H••••••• S••••••••• I•••Oct 3, 2022 · Affiliated broker-dealer or bank to independent RIA
- C••••••••• W•••••• G••••••• from A••••• A•• P••••••• S•••••••Jul 19, 2021 · Affiliated broker-dealer or bank to independent RIA
- B•••• J•••• K••••• from A••••• A•• P••••••• S•••••••Jul 19, 2021 · Affiliated broker-dealer or bank to independent RIA
- M•••••• J•••• V•••••••• from T•• C•••••• W••••• A•••••••• L••Jul 1, 2021 · RIA to a newly registered adviser
- A•• J• V•• L••••• from T•• C•••••• W••••• A•••••••• L••Jul 1, 2021 · RIA to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from T•• C•••••• W••••• A•••••••• L••Jun 30, 2021 · Spokane, Wa
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- G•••••••• C••••••••• W•••••• · Owner, Investment Advisor Representativecontrolsince 01/2023 · owns 10% to 25%
- V••••••••• M••••••• J•••• · President, Ccocontrolsince 02/2021 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Spokane, Wa · principal | 5 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 1,035 to 1,159Jun 10, 2025 to Feb 25, 2026
- Advisory employees · 4 to 5Jun 10, 2025 to Feb 25, 2026
- HNW clients · 130 to 150Jun 10, 2025 to Feb 25, 2026
- Individual clients · 264 to 278Jun 10, 2025 to Feb 25, 2026
- Assets in custody · $261M to $317MJun 10, 2025 to Feb 25, 2026
- State-registered IARs · 4 to 2Jun 10, 2025 to Feb 25, 2026
- Discretionary RAUM · $467M to $632MJun 10, 2025 to Feb 25, 2026
- HNW RAUM · $385M to $541MJun 10, 2025 to Feb 25, 2026
- Individual RAUM · $79.3M to $86.8MJun 10, 2025 to Feb 25, 2026
- RAUM · $467M to $632MJun 10, 2025 to Feb 25, 2026
- Financial planning clients · 0 to 0Mar 24, 2025 to Jun 10, 2025
- Accounts · 959 to 1,035Mar 21, 2024 to Mar 24, 2025
- Advisory employees · 3 to 4Mar 21, 2024 to Mar 24, 2025
- HNW clients · 113 to 130Mar 21, 2024 to Mar 24, 2025
- Individual clients · 262 to 264Mar 21, 2024 to Mar 24, 2025
- Assets in custody · $171M to $261MMar 21, 2024 to Mar 24, 2025
- Employees · 6 to 7Mar 21, 2024 to Mar 24, 2025
- State-registered IARs · 3 to 4Mar 21, 2024 to Mar 24, 2025
- Discretionary RAUM · $372M to $467MMar 21, 2024 to Mar 24, 2025
- HNW RAUM · $290M to $385MMar 21, 2024 to Mar 24, 2025
- Individual RAUM · $80.6M to $79.3MMar 21, 2024 to Mar 24, 2025
- RAUM · $372M to $467MMar 21, 2024 to Mar 24, 2025
- Accounts · 930 to 959Jun 20, 2023 to Mar 19, 2024
- Advisory employees · 4 to 3Jun 20, 2023 to Mar 19, 2024
- Corporate clients · 1 to 2Jun 20, 2023 to Mar 19, 2024
- HNW clients · 99 to 113Jun 20, 2023 to Mar 19, 2024
- Individual clients · 267 to 262Jun 20, 2023 to Mar 19, 2024
- Assets in custody · $94.9M to $171MJun 20, 2023 to Mar 19, 2024
- State-registered IARs · 4 to 3Jun 20, 2023 to Mar 19, 2024
- Discretionary RAUM · $331M to $372MJun 20, 2023 to Mar 19, 2024
- HNW RAUM · $249M to $290MJun 20, 2023 to Mar 19, 2024
- Individual RAUM · $80.8M to $80.6MJun 20, 2023 to Mar 19, 2024
- RAUM · $331M to $372MJun 20, 2023 to Mar 19, 2024
- Accounts · 815 to 930Oct 31, 2022 to Mar 13, 2023
- Advisory employees · 1 to 4Oct 31, 2022 to Mar 13, 2023
- Charity clients · unset to 1.0Oct 31, 2022 to Mar 13, 2023
- Corporate clients · 34 to 1Oct 31, 2022 to Mar 13, 2023
- HNW clients · 74 to 99Oct 31, 2022 to Mar 13, 2023
- Individual clients · 212 to 267Oct 31, 2022 to Mar 13, 2023
- Assets in custody · $155M to $94.9MOct 31, 2022 to Mar 13, 2023
Signals
5 dated events
- V•••••••• I••••••••• A•••••••• I••• reported RAUM $632.3M, up 36% from $466.6M (2025-06-10 to 2026-02-25)Feb 25, 2026 · RAUM change · derived
- B•••• J•••• K••••• left V•••••••• I••••••••• A•••••••• I••• for U••• B•••••• I••••••••• I••• (registered 2024-01-30)Aug 7, 2023 · Advisor changed firm · fact
- William Christopher Grasmick (Owner, Investment Advisor Representative) appeared on Schedule A of V•••••••• I••••••••• A•••••••• I•••Mar 13, 2023 · Control person joined · fact
- A•• J• V•• L••••• left V•••••••• I••••••••• A•••••••• I••• for M••••• G••••• A••••••• I••• (registered 2022-08-09)Jul 19, 2022 · Advisor changed firm · fact
- V•••••••• I••••••••• A•••••••• I••• filed its initial SEC registration (Form ADV)Feb 24, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 509-325-7610reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- vickerman.usreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 509-325-7610reportedpublic record, Form ADV, Feb 25, 2026
- Contact form
- vickerman.us/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- vickerman.us/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $126Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026