DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Next Level Private LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jean Tobin RiordanVision Retirement independent RIANext Level Private LLC independent RIARIA to RIAFeb 16, 2026Jan 18, 2026
Matthew James GillerFarther independent RIANext Level Private LLC independent RIARIA to RIAOct 10, 2024Dec 4, 2024 (55 d)
Philip Andrew JohansonUBS Financial Services Inc. wirehouseNext Level Private LLC no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Sep 14, 2021Sep 3, 2021
Barry Peter MitchellUBS Financial Services Inc. wirehouseNext Level Private LLC no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Sep 14, 2021Oct 26, 2021 (42 d)
Maggie Bonner SmithUBS Financial Services Inc. wirehouseNext Level Private LLC no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Sep 14, 2021Sep 4, 2021
Jennifer Gilman PicheUBS Financial Services Inc. wirehouseNext Level Private LLC no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Sep 14, 2021Sep 3, 2021
Gary J RanioloUBS Financial Services Inc. wirehouseNext Level Private LLC no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Sep 14, 2021Sep 3, 2021
William Joseph SullivanLexington Wealth Management, Inc. otherNext Level Private LLC independent RIAOtherApr 14, 2009Aug 3, 2022 (4859 d)
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8 moves match.