DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Faith Investor Services
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kevin J Howard | Morgan Stanley wirehouse | Faith Investor Services mixed wealth | Wirehouse to independent RIA | Feb 25, 2026 | Mar 16, 2026 |
| John Paul Schmidt | Wells Fargo Advisors wirehouse | Faith Investor Services mixed wealth | Wirehouse to independent RIA | Feb 24, 2026 | Mar 16, 2026 |
| Steven Thomas Nelson | Capital Insight Partners, LLC independent RIA | Faith Investor Services asset manager | Other | Jan 2, 2026 | Sep 15, 2023 |
| Richard David Armstrong | Moneta Group Investment Advisors, LLC independent RIA | Faith Investor Services mixed wealth | RIA to RIA | Mar 10, 2025 | Apr 23, 2025 (44 d) |
| Jason Matthew Peroni | Retirement Specialty Group, Inc. independent RIA | Faith Investor Services asset manager | Other | Sep 15, 2023 | Sep 14, 2023 |
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5 moves match.