DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Capital Insight Partners, LLC

Former SEC-registered adviserScottsdale, ArizonaCRD 147165SEC 801-69421websiteIAPD
Latest filing Apr 1, 2025
First filing on the tape Mar 16, 2012 · 43 filings
SEC status approved since Jul 14, 2008
RAUM
$830M
reported, Item 5.F
Discretionary
97%
of RAUM
Private clients
74%
$617M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
9
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
43 filings and snapshots on the tape
RAUM$830M as of Apr 1, 2025
Mar 16, 2012$90.2M then
HNW client RAUM$520M as of Apr 1, 2025
Mar 16, 2018$209M then
State-registered IARs (5.B.3)7 as of Apr 1, 2025
Mar 16, 20120 then
Employees (5.A)9 as of Apr 1, 2025
Jan 17, 20134 then
Private funds: no history
RAUM +13% over the last fiscal year+4.1% a year over threeIARs 7 to 7
Practice profile
derived from the filing of Apr 1, 2025; every figure names its basis
RAUM per advisor
$119MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
61derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$3.0MderivedHNW RAUM over HNW clients
Average account
$835,479derivedRAUM over accounts (5.F.2.f)
Discretionary
97%derivedof RAUM
Institutional
18%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.3derivedItem 5.A over advisors
Advisors per office
7.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+13%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
+1.4%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for investment companies, pension consulting, selection of other advisers, otherreportedItem 5.G
Wrap fee program
$454MreportedItem 5.I
Custody
$292M, 138 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$520M63%
  • Pension and profit-sharing plans$149M18%
  • Individuals$97.0M12%
  • Investment companies$64.2M7.7%
Individual clients
250reported
HNW clients
175reported
Pension plan clients
35reported
Charitable clients
n/areported
Accounts
993reported
Financial planning clients
11-25reported
Wrap fee programs
$0 sponsored, $103M managedreported
Custody of client assets
$292M for 138 clientsreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
8 left, 0 joined in 12 months
net -8 in 12 months0 left in 90 days0 joined in 90 days10 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
Teams outTeams in
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Kristen Lee Nelson · Managing Membercontrol
    since 08/2008 · owns 75% or more of Steven And Kristen Nelson Joint Revocable Trust
  • Thomas Steven Nelson · Managing Membercontrol
    since 08/2008 · owns 75% or more of Steven And Kristen Nelson Joint Revocable Trust
  • Christine Susan Anastasiadis · Managing Member And Chief Compliance Officer
    since 01/2010 · owns 5% to 10%
Entity owners
  • Steven And Kristen Nelson Joint Revocable Trust · Managing Member
    direct · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Advisers that list Capital Insight Partners, LLC as a related person
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Scottsdale, Az · principal008
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Accounts · 971 to 993
    Jan 7, 2025 to Apr 1, 2025
  • HNW clients · 156 to 175
    Jan 7, 2025 to Apr 1, 2025
  • Individual clients · 263 to 250
    Jan 7, 2025 to Apr 1, 2025
  • Pension plan clients · 39 to 35
    Jan 7, 2025 to Apr 1, 2025
  • Assets in custody · $357M to $292M
    Jan 7, 2025 to Apr 1, 2025
  • Employees · 10 to 9
    Jan 7, 2025 to Apr 1, 2025
  • Financial planning clients · 11-25 to 11-25
    Jan 7, 2025 to Apr 1, 2025
  • Discretionary RAUM · $722M to $802M
    Jan 7, 2025 to Apr 1, 2025
  • HNW RAUM · $457M to $520M
    Jan 7, 2025 to Apr 1, 2025
  • Individual RAUM · $103M to $97.0M
    Jan 7, 2025 to Apr 1, 2025
  • Non-discretionary RAUM · $14.9M to $27.7M
    Jan 7, 2025 to Apr 1, 2025
  • Pension RAUM · $141M to $149M
    Jan 7, 2025 to Apr 1, 2025
  • RAUM · $737M to $830M
    Jan 7, 2025 to Apr 1, 2025
  • Wrap assets (manager) · $82.3M to $103M
    Jan 7, 2025 to Apr 1, 2025
  • Advisory employees · 6 to 7
    Aug 1, 2024 to Oct 9, 2024
  • Employees · 9 to 10
    Aug 1, 2024 to Oct 9, 2024
  • State-registered IARs · 6 to 7
    Aug 1, 2024 to Oct 9, 2024
  • Advisory employees · 7 to 6
    May 9, 2024 to Jul 26, 2024
  • Employees · 10 to 9
    May 9, 2024 to Jul 26, 2024
  • State-registered IARs · 7 to 6
    May 9, 2024 to Jul 26, 2024
  • Advisory employees · 8 to 7
    Apr 2, 2024 to May 9, 2024
  • Employees · 11 to 10
    Apr 2, 2024 to May 9, 2024
  • State-registered IARs · 8 to 7
    Apr 2, 2024 to May 9, 2024
  • State-registered IARs · 7 to 8
    Mar 18, 2024 to Apr 2, 2024
  • Advisory employees · 7 to 8
    Mar 18, 2024 to Apr 2, 2024
  • Accounts · 919 to 971
    Sep 21, 2023 to Mar 18, 2024
  • Advisory employees · 6 to 7
    Sep 21, 2023 to Mar 18, 2024
  • HNW clients · 139 to 156
    Sep 21, 2023 to Mar 18, 2024
  • Individual clients · 261 to 263
    Sep 21, 2023 to Mar 18, 2024
  • Pension plan clients · 40 to 39
    Sep 21, 2023 to Mar 18, 2024
  • Assets in custody · $235M to $357M
    Sep 21, 2023 to Mar 18, 2024
  • Employees · 10 to 11
    Sep 21, 2023 to Mar 18, 2024
  • Insurance-licensed employees · 0 to 1
    Sep 21, 2023 to Mar 18, 2024
  • State-registered IARs · 6 to 7
    Sep 21, 2023 to Mar 18, 2024
  • Discretionary RAUM · $599M to $722M
    Sep 21, 2023 to Mar 18, 2024
  • HNW RAUM · $357M to $457M
    Sep 21, 2023 to Mar 18, 2024
  • Individual RAUM · $103M to $103M
    Sep 21, 2023 to Mar 18, 2024
  • Non-discretionary RAUM · $2.2M to $14.9M
    Sep 21, 2023 to Mar 18, 2024
  • Pension RAUM · $120M to $141M
    Sep 21, 2023 to Mar 18, 2024
  • RAUM · $601M to $737M
    Sep 21, 2023 to Mar 18, 2024
Signals
13 dated events
  • Capital Insight Partners, Llc no longer on the SEC adviser roster (last listed 2026-01-02, RAUM $829.6M)
    Feb 2, 2026 · Left the SEC roster · derived
  • Sarah Stevenson left Capital Insight Partners, Llc for Brookstone Capital Management Llc (registered 2026-05-14)
    Jan 2, 2026 · Advisor changed firm · fact
  • Capital Insight Partners, LLC's advisors moved to EP Wealth Advisors (Scottsdale, AZ): 6 of 8 registered, on the same day
    Jan 2, 2026 · Firm absorbed (people side) · derived
  • Susan Christine Anastasiadis left Capital Insight Partners, Llc for Ep Wealth Advisors (registered 2026-01-21)
    Jan 2, 2026 · Advisor changed firm · fact
  • Craig Jason Mccrory left Capital Insight Partners, Llc for Ep Wealth Advisors (registered 2026-01-20)
    Jan 2, 2026 · Advisor changed firm · fact
  • Steven Terrell Mahan left Capital Insight Partners, Llc for Ep Wealth Advisors (registered 2026-01-16)
    Jan 2, 2026 · Advisor changed firm · fact
  • Donna E Woodruff left Capital Insight Partners, Llc for Ep Wealth Advisors (registered 2026-01-16)
    Jan 2, 2026 · Advisor changed firm · fact
  • Sara Ashley Laclair left Capital Insight Partners, Llc for Ep Wealth Advisors (registered 2026-01-16)
    Jan 2, 2026 · Advisor changed firm · fact
  • Hunter Ruck left Capital Insight Partners, Llc for Ep Wealth Advisors (registered 2026-01-23)
    Jan 2, 2026 · Advisor changed firm · fact
  • Steven Thomas Nelson left Capital Insight Partners, Llc for Faith Investor Services (registered 2023-09-15)
    Jan 2, 2026 · Advisor changed firm · fact
  • Melissa Sende left Capital Insight Partners, Llc for Robert W. Baird & Co. Incorporated (registered 2025-05-13)
    May 15, 2025 · Advisor changed firm · fact
  • Alexander Vanderhenst-Huerta left Capital Insight Partners, Llc for Foundations Investment Advisors Llc (registered 2024-12-16)
    May 9, 2024 · Advisor changed firm · fact
  • Capital Insight Partners, Llc reported RAUM $673.1M, up 70% from $394.8M (2020-06-25 to 2021-02-18)
    Feb 18, 2021 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026