DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Redeem Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Lynnae Elizabeth Brown | Pathstone independent RIA | Redeem Wealth Management independent RIA | RIA to RIA | Jul 2, 2024 | Apr 18, 2025 (290 d) |
| Brett Jamieson Mallette | Vanguard Advisers, Inc. BD affiliated | Redeem Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 25, 2024 | Apr 30, 2024 |
| Jeremy Edward Sharp | Stewardship Financial state registered | Redeem Wealth Management independent RIA | Other | Jul 27, 2021 | Apr 12, 2021 |
| Houston James Friend | Personal Capital Advisors Corporation independent RIA | Redeem Wealth Management independent RIA | RIA to RIA | Jul 14, 2021 | Aug 10, 2021 |
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4 moves match.