DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Redeem Wealth Management

Independent wealth managerGilbert, ArizonaCRD 313761SEC 801-136807websiteIAPD
Legal name Redeem Financial Group LLC
Latest filing Jun 25, 2026
First filing on the tape Jun 25, 2026 · 1 filings
SEC status approved since Jul 22, 2026
RAUM
$119M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
96%
$114M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$39.5M
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
1 filings and snapshots on the tape
RAUM: $119M
HNW client RAUM: $49.3M
State-registered IARs (5.B.3): 3
Employees (5.A): 4
Private funds: no history
Practice profile
derived from the filing of Jun 25, 2026; every figure names its basis
Archetypes, each a printed rule
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
RAUM per advisor
$39.5MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
76derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.8MderivedHNW RAUM over HNW clients
Average account
$153,488derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.3derivedItem 5.A over advisors
Advisors per office
3.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed fees, subscriptionreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
Custody
$119M, 773 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$65.0M55%
  • High-net-worth individuals$49.3M42%
  • Corporations and businesses$3.9M3.3%
  • Charitable organizations$483,8890.4%
Individual clients
201reported
HNW clients
27reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
773reported
Financial planning clients
101-250reported
Wrap fee programs
noreported
Custody of client assets
$119M for 773 clientsreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=0.96 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Jeremy Edward SharpChartered Financial ConsultantGilbert, AzApr 12, 202116 y2
Houston James FriendGilbert, AzAug 10, 202110 y4
Lynnae Elizabeth BrownCertified Financial PlannerGilbert, AzApr 18, 202511 y1
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
No Schedule A on the extract for this adviser.
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Gilbert, Az · principal300
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
One filing, no change to show.
Signals
2 dated events
  • Brett Jamieson Mallette left Redeem Wealth Management for Thrivent Investment Management Inc. (registered 2025-01-09)
    Nov 17, 2024 · Advisor changed firm · fact
  • Brian Austin Hagan left Redeem Wealth Management for Johnson Wealth Management, Llc (registered 2023-03-10)
    Feb 2, 2023 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Business email
info@redeemfinancialgroup.comreportedpublished by the firm, firm site, Sep 16, 2026
Business phone
480-680-7975reportedpublished by the firm, firm site, Sep 16, 2026
Firm profile
linkedin.com/company/redeemwealthreportedpublic record, Form ADV, Sep 17, 2026
Website
redeemfinancialgroup.comreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone
480-680-7975reportedpublic record, Form ADV, Jun 25, 2026
Team page
redeemfinancialgroup.com/teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$39.5Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026