DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Wizest Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Maria Estibaliz Incerromeo | Bradesco Global Advisors other | Wizest Inc. no RAUM | Other | Dec 15, 2021 | Jun 23, 2022 (190 d) |
| Jad Hoche | Mora Capital Management, LLC independent RIA | Wizest Inc. no RAUM | RIA to a newly registered adviser | Oct 6, 2021 | Jul 21, 2022 (288 d) |
| Derdley Fleuridor | J.P. Morgan Securities LLC wirehouse | Wizest Inc. no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Sep 3, 2021 | Jul 21, 2022 (321 d) |
| Arcie Petty | Edward Jones national BD | Wizest Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 28, 2019 | Aug 3, 2022 (1010 d) |
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4 moves match.