DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Wealth Effects

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Charles K PouliotBridgeway Wealth Partners, LLC independent RIAWealth Effects independent RIARIA to RIADec 31, 2023Oct 30, 2023
Bernard KatzKatz Capital Management unclassifiedWealth Effects independent RIAOtherDec 31, 2022Feb 17, 2023 (48 d)
Warner Whitman WayneAmeriprise Financial Services, LLC national BDWealth Effects independent RIAAffiliated broker-dealer or bank to independent RIAOct 18, 2022Nov 29, 2022 (42 d)
Jeffrey Stephen MchaleAmeriprise Financial Services, LLC national BDWealth Effects independent RIAAffiliated broker-dealer or bank to independent RIAOct 20, 2021Jun 11, 2024 (965 d)
William Anthony LibertiCoburn & Meredith, Inc. independent RIAWealth Effects no RAUMRIA to a newly registered adviserAug 10, 2021Jul 16, 2021
Stanton Focht WeissenbornCoburn & Meredith, Inc. independent RIAWealth Effects independent RIARIA to RIAAug 10, 2021Jan 1, 2026 (1605 d)
Brian Thomas BurkhartAvenir Private Advisors, LLC independent RIAWealth Effects independent RIARIA to RIAJan 17, 2020Feb 26, 2024 (1501 d)
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7 moves match.