DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Lake Avenue Financial LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jason Robert Sikma | Strategic Advisers LLC national BD | Lake Avenue Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 5, 2025 | Jul 15, 2025 (40 d) |
| Jessica Lynn Bost | Alpha Architect independent RIA | Lake Avenue Financial LLC independent RIA | RIA to RIA | Apr 17, 2024 | Jul 26, 2024 (100 d) |
| Eric Michael Lanier | Edward Jones national BD | Lake Avenue Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 19, 2022 | Jul 19, 2022 |
| Justin Kyle Vestman | Golden State Equity Advisors, LLC independent RIA | Lake Avenue Financial LLC no RAUM | RIA to a newly registered adviser | Jan 10, 2022 | Jan 10, 2022 |
| Alex Bedo Chalekian | Integrated Wealth Concepts LLC independent RIA | Lake Avenue Financial LLC no RAUM | RIA to a newly registered adviser | Oct 15, 2021 | Jan 3, 2022 (80 d) |
| Alex Zepkowski | Integrated Wealth Concepts LLC independent RIA | Lake Avenue Financial LLC no RAUM | RIA to a newly registered adviser | Oct 15, 2021 | Aug 6, 2021 |
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6 moves match.