DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Global Wealth Strategies And Associates, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Terri Lynn Propp | Colorado Wealth Group LLC independent RIA | Global Wealth Strategies And Associates, LLC independent RIA | RIA to RIA | Jun 25, 2025 | Jul 2, 2025 |
| Marc Stamps Bennett | Equitable Advisors, LLC national BD | Global Wealth Strategies And Associates, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 5, 2023 | May 7, 2024 (245 d) |
| Eric Martin Jacobs | MML Investors Services, LLC BD affiliated | Global Wealth Strategies And Associates, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 15, 2022 | Feb 4, 2022 |
| Bradley Robert Scoular | MML Investors Services, LLC BD affiliated | Global Wealth Strategies And Associates, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 1, 2021 | Nov 8, 2021 |
| Adam L Way | MML Investors Services, LLC BD affiliated | Global Wealth Strategies And Associates, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 29, 2021 | Oct 27, 2021 |
| David Thomas Holland | MML Investors Services, LLC BD affiliated | Global Wealth Strategies And Associates, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 29, 2021 | Nov 8, 2021 |
| Adam Herman | MML Investors Services, LLC BD affiliated | Global Wealth Strategies And Associates, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 29, 2021 | Nov 8, 2021 |
| Rita Darlene Cooper | Schwab Wealth Advisory, Inc. BD affiliated | Global Wealth Strategies And Associates, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 31, 2018 | Jan 22, 2024 (1970 d) |
| Terri Lee Hinrichs | Ameriprise Financial Services, LLC national BD | Global Wealth Strategies And Associates, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 1, 2007 | Jun 7, 2022 (5424 d) |
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9 moves match.