DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Sweet Financial Partners, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ty Jason Totzke | Raymond James Financial Services Advisors, Inc BD affiliated | Sweet Financial Partners, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 17, 2021 | Nov 1, 2021 |
| Oliver Zenk Kollofski | Raymond James Financial Services Advisors, Inc BD affiliated | Sweet Financial Partners, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 17, 2021 | Nov 1, 2021 |
| Bryan James Sweet | Raymond James Financial Services Advisors, Inc BD affiliated | Sweet Financial Partners, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 17, 2021 | Nov 1, 2021 |
| Myah Catherine Legred | Raymond James Financial Services Advisors, Inc BD affiliated | Sweet Financial Partners, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 17, 2021 | Nov 1, 2021 |
| Amber Knips | Raymond James Financial Services Advisors, Inc BD affiliated | Sweet Financial Partners, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 11, 2021 | Nov 1, 2021 |
| Jacob Lee Hartke | Raymond James Financial Services Advisors, Inc BD affiliated | Sweet Financial Partners, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 9, 2021 | Nov 1, 2021 |
| Kaitlin Marie Bell | Raymond James Financial Services Advisors, Inc BD affiliated | Sweet Financial Partners, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 9, 2021 | Nov 1, 2021 |
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7 moves match.