DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Interwise
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Talon Bryce Pitchforth | Charles Schwab & Co., Inc. national BD | Interwise independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 9, 2024 | Aug 8, 2024 |
| Richard Lee Wagner | Independent Financial Group, LLC BD affiliated | Interwise no RAUM | Other | Jul 17, 2023 | Oct 27, 2021 |
| Matthew Nielsen Walker | Independent Financial Group, LLC BD affiliated | Interwise no RAUM | Other | Jul 17, 2023 | Oct 27, 2021 |
| Taylor Wagner | Independent Financial Group, LLC BD affiliated | Interwise no RAUM | Other | Jul 17, 2023 | Oct 27, 2021 |
| Parker Jenkins Wagner | Independent Financial Group, LLC BD affiliated | Interwise independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 17, 2023 | Nov 30, 2022 |
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5 moves match.