DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Strategic Advocates, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| James Edward Smith | Cambridge Investment Research Advisors, Inc. BD affiliated | Strategic Advocates, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 26, 2023 | Apr 25, 2023 |
| Bradley Harsch | Cambridge Investment Research Advisors, Inc. BD affiliated | Strategic Advocates, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2022 | Sep 19, 2022 |
| John Reed Mickelson | Cambridge Investment Research Advisors, Inc. BD affiliated | Strategic Advocates, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2022 | Sep 19, 2022 |
| James Patrick Jenkins | Cambridge Investment Research Advisors, Inc. BD affiliated | Strategic Advocates, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2022 | Sep 19, 2022 |
| Scott Clifford Grover | Cambridge Investment Research Advisors, Inc. BD affiliated | Strategic Advocates, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2022 | Oct 13, 2022 |
| Collin Everette Sinnott | Cambridge Investment Research Advisors, Inc. BD affiliated | Strategic Advocates, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2022 | Sep 19, 2022 |
| Ammon Joseph Doman | Cambridge Investment Research Advisors, Inc. BD affiliated | Strategic Advocates, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 6, 2022 | Nov 4, 2022 |
| Olivia Brown | Cambridge Investment Research Advisors, Inc. BD affiliated | Strategic Advocates, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 6, 2022 | Dec 6, 2022 |
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8 moves match.