DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Earned Wealth

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jonathan FaynikSchenley Capital, Inc otherEarned Wealth independent RIAOtherMar 27, 2025Sep 16, 2024
Caitlin Marie HowertonArcher Investment Management independent RIAEarned Wealth independent RIARIA to RIAJan 17, 2024Sep 4, 2024 (231 d)
Hussein ElgoharySchwab Wealth Advisory, Inc. no RAUMEarned Wealth independent RIAOtherNov 29, 2023Nov 28, 2023
Ryan Trevor McclellanFisher Investments independent RIAEarned Wealth independent RIARIA to RIAOct 23, 2023Nov 6, 2023
Jessica Rose PincusForge Global Advisors LLC asset managerEarned Wealth independent RIAOtherFeb 10, 2023Apr 10, 2023 (59 d)
Maryam Alyce HoustonGood Life Advisors, LLC independent RIAEarned Wealth independent RIARIA to RIAFeb 16, 2022Jun 22, 2022 (126 d)
Charley Michael CorbettCharles Schwab & Co., Inc. national BDEarned Wealth independent RIAAffiliated broker-dealer or bank to independent RIAOct 22, 2021Jun 9, 2022 (230 d)
Myhanh Tran HoskinCharles Schwab & Co., Inc. national BDEarned Wealth no RAUMAffiliated broker-dealer or bank to a newly registered adviserSep 23, 2021Feb 9, 2022 (139 d)
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8 moves match.