DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Sparta Wealth Partners

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jamie Myers EslerCapital Management Group unclassifiedSparta Wealth Partners independent RIAOtherMay 27, 2026Jun 17, 2026
Kristopher Alexander RoperCoastal Bridge Advisors independent RIASparta Wealth Partners independent RIARIA to RIAApr 28, 2025Jul 3, 2025 (66 d)
Thomas J RandtCharles Schwab & Co., Inc. national BDSparta Wealth Partners independent RIAAffiliated broker-dealer or bank to independent RIASep 27, 2024Oct 2, 2024
Matthew A NovakInternational Assets Investment Management, LLC BD affiliatedSparta Wealth Partners independent RIAAffiliated broker-dealer or bank to independent RIAMay 1, 2024Apr 14, 2025 (348 d)
Lori Fleischhacker CopelandIndependent Advisor Alliance, LLC independent RIASparta Wealth Partners independent RIARIA to RIAFeb 6, 2023Mar 8, 2023
Nathan Daniel GoadAlden Capital independent RIASparta Wealth Partners no RAUMRIA to a newly registered adviserNov 3, 2022Mar 2, 2022
David Blair ThompsonAlden Capital independent RIASparta Wealth Partners independent RIARIA to RIAApr 13, 2022Apr 18, 2022
Andrew Bret BurquestAlden Capital independent RIASparta Wealth Partners no RAUMRIA to a newly registered adviserFeb 15, 2022Feb 16, 2022
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8 moves match.