DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Incompass Financial Partners, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Karen Campbell Vining | Triad Advisors, LLC BD affiliated | Incompass Financial Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 1, 2022 | Jun 25, 2022 |
| Austin Jerod Downum | Triad Advisors, LLC BD affiliated | Incompass Financial Partners, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 1, 2022 | Jan 20, 2022 |
| Trevor John Yochum | Triad Advisors, LLC BD affiliated | Incompass Financial Partners, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 4, 2022 | Jan 20, 2022 |
| Suzanne Jones Doyle | UBS Financial Services Inc. wirehouse | Incompass Financial Partners, LLC independent RIA | Wirehouse to independent RIA | Aug 25, 2011 | Sep 16, 2026 (5501 d) |
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4 moves match.