DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Fiori Financial Group
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Marguerite Maria Panico Fiori | Raymond James Financial Services Advisors, Inc BD affiliated | Fiori Financial Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2022 | Dec 16, 2022 |
| Scott David Verlangieri | Raymond James Financial Services Advisors, Inc BD affiliated | Fiori Financial Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2022 | Jan 1, 2023 |
| Gabriel Ethan Levy | Raymond James Financial Services Advisors, Inc BD affiliated | Fiori Financial Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2022 | Dec 16, 2022 |
| Abraham Blas Arce | Raymond James Financial Services Advisors, Inc BD affiliated | Fiori Financial Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2022 | Jan 1, 2025 (732 d) |
| Leslie Vigil | Raymond James Financial Services Advisors, Inc BD affiliated | Fiori Financial Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 21, 2022 | Dec 16, 2022 |
Page 1 of 1
5 moves match.