DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Conquis Financial LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brieanna Rain Ford | Capital Advantage, Inc. independent RIA | Conquis Financial LLC independent RIA | RIA to RIA | Mar 31, 2025 | Apr 4, 2025 |
| Adam Bashir Govani | Summitry, LLC independent RIA | Conquis Financial LLC independent RIA | RIA to RIA | Sep 28, 2023 | Oct 6, 2023 |
| Katherine Ann Simmonds | Mariner Independent independent RIA | Conquis Financial LLC no RAUM | RIA to a newly registered adviser | Jul 5, 2022 | May 19, 2022 |
| Joshua Ferber Levine | Mariner Independent independent RIA | Conquis Financial LLC no RAUM | RIA to a newly registered adviser | Jul 5, 2022 | May 19, 2022 |
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4 moves match.