DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Beverly Hills Private Wealth, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Bradley S Hammerman | Seia BD affiliated | Beverly Hills Private Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 2, 2025 | Sep 18, 2025 (169 d) |
| Nick Vaziri Nejad | Kcs Wealth Advisory independent RIA | Beverly Hills Private Wealth, LLC independent RIA | RIA to RIA | Jul 24, 2023 | Aug 9, 2023 |
| Andrew Fuller | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Beverly Hills Private Wealth, LLC independent RIA | Wirehouse to independent RIA | Oct 25, 2022 | Feb 29, 2024 (492 d) |
| Scott Marshall Shagrin | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Beverly Hills Private Wealth, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Oct 11, 2022 | Oct 10, 2022 |
| Ira Harry Ravitz | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Beverly Hills Private Wealth, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Oct 11, 2022 | Oct 10, 2022 |
| Lisa Madeleine Westermark | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Beverly Hills Private Wealth, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Oct 11, 2022 | Oct 7, 2022 |
| Jose-Pablo Buerba | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Beverly Hills Private Wealth, LLC independent RIA | Wirehouse to independent RIA | Oct 10, 2022 | Mar 27, 2023 (168 d) |
Page 1 of 1
7 moves match.