DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Connect Financial Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Adam Bruce AndersonAmeriprise Financial Services, LLC national BDConnect Financial Advisors state registeredAffiliated broker-dealer or bank to a state-registered adviserJan 5, 2024Apr 28, 2025 (479 d)
James Don VanderbeekKeystone Wealth Advisors independent RIAConnect Financial Advisors state registeredRIA to a state-registered adviserOct 3, 2022Oct 11, 2022
Tyler Jay VanderbeekKeystone Wealth Advisors independent RIAConnect Financial Advisors state registeredRIA to a state-registered adviserOct 3, 2022Jul 12, 2022
Jerry Marlin ToombsDfpg Investments, LLC independent RIAConnect Financial Advisors state registeredRIA to a state-registered adviserAug 15, 2022Aug 18, 2022
Timothy Michael MurphyDfpg Investments, LLC independent RIAConnect Financial Advisors state registeredRIA to a state-registered adviserAug 15, 2022Aug 30, 2022
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5 moves match.