DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Base Wealth Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Chayne M RiggsCjc Wealth Management independent RIABase Wealth Management independent RIARIA to RIAAug 13, 2026Aug 28, 2026
James Peter TucciSterling Bridge Financial Group LLC independent RIABase Wealth Management independent RIARIA to RIADec 23, 2025Mar 3, 2026 (70 d)
Jeremy Christopher RiggsFidelity Personal And Workplace Advisors BD affiliatedBase Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIAJul 3, 2024Jul 9, 2024
Joshua Michael PisaWalters Strategic Advisors, LLC state registeredBase Wealth Management independent RIAOtherJan 5, 2024Jan 11, 2024
Alexander Carson WolfeFourthought Financial Partners, LLC. independent RIABase Wealth Management independent RIARIA to RIAJul 10, 2023Aug 15, 2023 (36 d)
Kyle Alan HowellCalton & Associates, Inc. BD affiliatedBase Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIAJul 8, 2023Jul 11, 2023
Daniel Francis DilasciaIntervest International, Inc. independent RIABase Wealth Management no RAUMRIA to a newly registered adviserOct 19, 2022Oct 20, 2022
Sean Michael KoschoIntervest International, Inc. independent RIABase Wealth Management no RAUMRIA to a newly registered adviserOct 3, 2022Oct 3, 2022
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8 moves match.