DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Ballast Rock Private Wealth
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jake Hunter Fetchen | 49 Financial independent RIA | Ballast Rock Private Wealth independent RIA | RIA to RIA | Apr 23, 2026 | May 21, 2026 |
| Troy John Davidson | Charles Schwab & Co., Inc. national BD | Ballast Rock Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 5, 2025 | Apr 16, 2025 |
| Jamie E Carroll | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Ballast Rock Private Wealth independent RIA | Wirehouse to independent RIA | Oct 22, 2024 | Nov 12, 2024 |
| Scott Alan Mcclatchey | Wwm Financial independent RIA | Ballast Rock Private Wealth independent RIA | RIA to RIA | Oct 24, 2023 | Oct 27, 2023 |
| James Bernard Carroll | Tidal Investments LLC asset manager | Ballast Rock Private Wealth independent RIA | Other | Sep 6, 2023 | Sep 12, 2023 |
| Andrew James Mescon | Integrity Financial Corporation independent RIA | Ballast Rock Private Wealth independent RIA | RIA to RIA | Sep 1, 2022 | Nov 4, 2022 (64 d) |
| Jason Michael Thonssen | Coldstream Wealth Management independent RIA | Ballast Rock Private Wealth no RAUM | RIA to a newly registered adviser | Aug 30, 2022 | Aug 24, 2022 |
Page 1 of 1
7 moves match.