DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Exemplar Wealth Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| John Joseph Van Ermen | Cetera Investment Advisers LLC BD affiliated | Exemplar Wealth Advisors, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 21, 2025 | Jul 7, 2026 (442 d) |
| James Christopher Brandon | Ernst & Young Investment Advisers Llp no RAUM | Exemplar Wealth Advisors, LLC state registered | Other | Feb 12, 2025 | Sep 17, 2026 (582 d) |
| Cory Phillip Reader | Omnia Capital Management, Inc. unclassified | Exemplar Wealth Advisors, LLC state registered | Other | Jun 15, 2023 | Sep 4, 2024 (447 d) |
| Dinitia Yvonne Cazy | Fifth Third Securities, Inc. BD affiliated | Exemplar Wealth Advisors, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 24, 2023 | May 11, 2023 (48 d) |
| Brian D Brogan | Oppenheimer & Co. Inc. other | Exemplar Wealth Advisors, LLC state registered | Other | Sep 21, 2017 | Dec 1, 2023 (2262 d) |
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5 moves match.