DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Nordwand Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Lisa Dimter | Wells Fargo Advisors wirehouse | Nordwand Advisors independent RIA | Wirehouse to independent RIA | Sep 27, 2023 | Oct 27, 2023 |
| Gerald Joshua Kane | J.P. Morgan Securities LLC wirehouse | Nordwand Advisors no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Dec 16, 2022 | Dec 19, 2022 |
| Daniel Kane | Morgan Stanley wirehouse | Nordwand Advisors no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Dec 9, 2022 | Nov 15, 2022 |
| James Francis Martin | Morgan Stanley wirehouse | Nordwand Advisors no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Dec 2, 2022 | Nov 15, 2022 |
| Christopher Michael Boyle | Morgan Stanley wirehouse | Nordwand Advisors no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Nov 29, 2022 | Nov 14, 2022 |
| Patrick Joseph Mcginnis | Stratton Management Company other | Nordwand Advisors independent RIA | Other | May 19, 2015 | Jun 25, 2025 (3690 d) |
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6 moves match.