DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Members Wealth LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Isaac Mulder Martin | Rockefeller Capital Management BD affiliated | Members Wealth LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 27, 2025 | Sep 8, 2025 (224 d) |
| Stuart Andrew Caplan | Apex Financial Advisors, Inc mixed wealth | Members Wealth LLC independent RIA | RIA to RIA | Sep 16, 2024 | Sep 11, 2024 |
| Timothy Yeats Thomas | Cs Planning Corp independent RIA | Members Wealth LLC no RAUM | RIA to a newly registered adviser | Nov 9, 2023 | Aug 24, 2023 |
| Dane Francis Czaplicki | Cs Planning Corp independent RIA | Members Wealth LLC no RAUM | RIA to a newly registered adviser | Nov 9, 2023 | Aug 24, 2023 |
| Timothy Michael Macarak | Cs Planning Corp independent RIA | Members Wealth LLC no RAUM | RIA to a newly registered adviser | Nov 9, 2023 | Aug 24, 2023 |
Page 1 of 1
5 moves match.