DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Retirement Capital Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Dylan Thomas Thorson | Horace Mann Investors, Inc. no RAUM | Retirement Capital Advisors state registered | Other | Mar 5, 2026 | Jul 17, 2026 (134 d) |
| Sean Michael Burke | Ae Wealth Management, LLC independent RIA | Retirement Capital Advisors state registered | RIA to a state-registered adviser | Mar 17, 2025 | Apr 18, 2025 (32 d) |
| John Michael Convery | Brookstone Capital Management LLC independent RIA | Retirement Capital Advisors state registered | RIA to a state-registered adviser | Jul 11, 2022 | Apr 13, 2026 (1372 d) |
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3 moves match.