DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Williams & Novak Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Tanya Michelle Escobedo | Dynamic independent RIA | Williams & Novak Wealth Management, LLC independent RIA | RIA to RIA | Mar 24, 2025 | Mar 3, 2026 (344 d) |
| Jacob Williams | Dynamic independent RIA | Williams & Novak Wealth Management, LLC independent RIA | RIA to RIA | Nov 28, 2023 | Oct 12, 2023 |
| Daniel Novak | Dynamic independent RIA | Williams & Novak Wealth Management, LLC independent RIA | RIA to RIA | Nov 28, 2023 | Oct 11, 2023 |
| Michael K De Luz | Kovack Advisors, Inc. BD affiliated | Williams & Novak Wealth Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 15, 2022 | Aug 8, 2023 (358 d) |
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4 moves match.