DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Atlas

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Soren Elizabeth SchwanPittenger & Anderson Inc independent RIAAtlas independent RIARIA to RIAJun 17, 2026Jul 24, 2026 (37 d)
Malena M FarachAmeriprise Financial Services, LLC national BDAtlas independent RIAAffiliated broker-dealer or bank to independent RIAFeb 26, 2026Sep 8, 2026 (194 d)
Alex Gregory GoldsteinSpreadwise LLC no RAUMAtlas independent RIAOtherOct 1, 2025Sep 4, 2025
Joshua Darrin MudseOneascent Financial Services LLC independent RIAAtlas independent RIARIA to RIAMay 15, 2025May 23, 2025
Kristian Delan Mtetwa49 Financial independent RIAAtlas independent RIARIA to RIAFeb 10, 2025Jul 11, 2025 (151 d)
Heather Mcmichael MolloyMai Capital Management, LLC independent RIAAtlas independent RIARIA to RIASep 6, 2024Sep 17, 2024
Cody Ryan TerrionMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAtlas independent RIAWirehouse to independent RIAApr 3, 2024Apr 3, 2024
William Cody CampbellSharkey Howes & Javer Inc independent RIAAtlas independent RIARIA to RIAMar 29, 2024Apr 3, 2024
Joshua Aaron PerlmutterLido independent RIAAtlas no RAUMOtherDec 12, 2023Jan 3, 2024
Wayne GoldsteinMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAtlas independent RIAWirehouse to independent RIAAug 6, 2021Sep 19, 2025 (1505 d)
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10 moves match.