DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Uptick Partners, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Connor VisserEdward Jones national BDUptick Partners, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 19, 2026May 18, 2026
Alex S NikulinStrategic Advisers LLC national BDUptick Partners, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 13, 2026May 5, 2026
Zulma PettyEdward Jones national BDUptick Partners, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 19, 2026Mar 18, 2026
Mitchell Lane SmithButtonwood Financial Group, LLC independent RIAUptick Partners, LLC independent RIARIA to RIADec 5, 2025Nov 3, 2025
Kyle Edwin HoganButtonwood Financial Group, LLC independent RIAUptick Partners, LLC independent RIARIA to RIADec 5, 2025Nov 3, 2025
James Howell HenryEdward Jones national BDUptick Partners, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 21, 2025Oct 20, 2025
Matthew Edwin FitzgeraldEdward Jones national BDUptick Partners, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 2, 2025Apr 3, 2025
John David SideryLegacy Capital Wealth Partners, LLC independent RIAUptick Partners, LLC independent RIARIA to RIAMar 10, 2025Feb 20, 2025
Jonathan DvorakEdward Jones national BDUptick Partners, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 8, 2024Jul 3, 2024
Steven Wayne BarberEdward Jones national BDUptick Partners, LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserMar 7, 2023Mar 3, 2023
Jason Michael BarberEdward Jones national BDUptick Partners, LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserMar 6, 2023Mar 3, 2023
Taylor PankratzEdward Jones national BDUptick Partners, LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserMar 6, 2023Mar 3, 2023
Scott David WykoffEdward Jones national BDUptick Partners, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 14, 2020Aug 3, 2026 (2058 d)
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13 moves match.