DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Heller Private Wealth
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Albert Christopher Nassar | Axxcess Wealth Management, LLC independent RIA | Heller Private Wealth state registered | RIA to a state-registered adviser | Oct 3, 2024 | Oct 13, 2025 (375 d) |
| Justin Ryan Heller | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Heller Private Wealth state registered | Wirehouse to a state-registered adviser | Mar 13, 2023 | Mar 14, 2023 |
| Eric Michael Winn | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Heller Private Wealth state registered | Wirehouse to a state-registered adviser | Mar 13, 2023 | Mar 19, 2023 |
Page 1 of 1
3 moves match.