DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Elevatus Wealth Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
John Thomas SherrillEdward Jones national BDElevatus Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 23, 2026Jun 4, 2026 (101 d)
Megan HorvatCommonwealth Financial Network national BDElevatus Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 17, 2024Jun 27, 2024
Peter L NewmanMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseElevatus Wealth Management, LLC independent RIAWirehouse to independent RIAJul 18, 2023Jul 14, 2023
Daniel F AntociccoTru Independence Asset Management 2, LLC mixed wealthElevatus Wealth Management, LLC no RAUMRIA to a newly registered adviserMay 1, 2023May 25, 2023
Daniel J HareTru Independence Asset Management 2, LLC mixed wealthElevatus Wealth Management, LLC no RAUMRIA to a newly registered adviserMay 1, 2023May 2, 2023
Brittany A BuffingtonTru Independence Asset Management 2, LLC mixed wealthElevatus Wealth Management, LLC no RAUMRIA to a newly registered adviserMay 1, 2023May 1, 2023
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6 moves match.