DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Curio Wealth, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Yvonne Michele Scoggins | Bay Point Wealth independent RIA | Curio Wealth, LLC independent RIA | RIA to RIA | Feb 1, 2024 | Jan 1, 2026 (700 d) |
| James Scott Kantowski | Bay Point Wealth independent RIA | Curio Wealth, LLC no RAUM | RIA to a newly registered adviser | Dec 31, 2023 | Jan 2, 2024 |
| Lyn Ann Dippel | Bay Point Wealth independent RIA | Curio Wealth, LLC independent RIA | RIA to RIA | Dec 31, 2023 | Nov 11, 2024 (316 d) |
| Jacob Watson Sadler | Bay Point Wealth independent RIA | Curio Wealth, LLC no RAUM | RIA to a newly registered adviser | Dec 31, 2023 | Jan 2, 2024 |
| Elizabeth Grace Gillette | Bay Point Wealth independent RIA | Curio Wealth, LLC independent RIA | RIA to RIA | Dec 31, 2023 | Nov 11, 2024 (316 d) |
| Michael Gregory Roeder | Verus Financial Partners other | Curio Wealth, LLC independent RIA | Other | Mar 10, 2009 | Mar 27, 2025 (5861 d) |
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6 moves match.