DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Curio Wealth, LLC
Latest filing Sep 15, 2026
First filing on the tape Oct 3, 2023 · 18 filings
SEC status approved since Nov 6, 2023
RAUM
$461M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$455M individuals and HNW
Advisors
8
registered through the firm on IAPD
RAUM per advisor
$57.6M
derived; firm RAUM over IAPD count
Employees
13
9 advisory (5.B.1)
Offices
8
beyond the principal office
Private funds
0
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$461M as of Aug 31, 2026
Mar 1, 2024$331M then
HNW client RAUM$247M as of Aug 31, 2026
Mar 1, 2024$239M then
State-registered IARs (5.B.3)9 as of Aug 31, 2026
Mar 1, 20246 then
Employees (5.A)13 as of Aug 31, 2026
Mar 1, 202410 then
Private funds: no history
RAUM +20% over the last fiscal yearIARs 7 to 9
Practice profile
derived from the filing of Sep 15, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $57.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 44derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.9MderivedHNW RAUM over HNW clients
- Average account
- $1.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.6derivedItem 5.A over advisors
- Advisors per office
- 0.9derived9 offices incl. principal (1.F.5)
- RAUM growth, one year
- +20%derivedbetween the last two annual amendments
- Advisor growth, one year
- +29%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +2.0%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- $154M, 286 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$247M54%
- Individuals$208M45%
- Pension and profit-sharing plans$5.5M1.2%
- Individual clients
- 304reported
- HNW clients
- 50reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 356reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $154M for 286 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd= related_bank= bd_reps=0.0derived
Advisors registered through the firm
8 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Jacob Watson SadlerCertified Financial Planner | Asheville, Nc | Jan 2, 2024 | 14 y | 2 |
| James Scott KantowskiCertified Financial Planner | Annapolis, Md | Jan 2, 2024 | 24 y | 4 |
| Lyn Ann DippelCertified Financial Planner | Annapolis, Md | Nov 11, 2024 | 25 y | 4 |
| Elizabeth Grace GilletteCertified Financial Planner | Annapolis, Md | Nov 11, 2024 | 13 y | 3 |
| Michael Gregory RoederCertified Financial Planner | Highland, Md | Mar 27, 2025 | 21 y | 1 |
| Stefan Daniel ReveloCertified Financial Planner | Hallandale Beach, Fl | May 8, 2025 | 10 y | 0 |
| Ryan Arnold DonahueCertified Financial Planner | Washington, Dc | Oct 9, 2025 | 12 y | 0 |
| Yvonne Michele Scoggins | Crownsville, Md | Jan 1, 2026 | 27 y | 3 |
Advisor movement
1 left, 1 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 13% of current headcount1 left over 36 months
Left, latest
- Kurt Dimanna to Ae Wealth Management, LLCFeb 9, 2026 · RIA to affiliated broker-dealer or bank
Joined, latest
- Yvonne Michele Scoggins from Bay Point WealthJan 1, 2026 · RIA to RIA
- Michael Gregory Roeder from Verus Financial PartnersMar 27, 2025 · Other
- Lyn Ann Dippel from Bay Point WealthNov 11, 2024 · RIA to RIA
- Elizabeth Grace Gillette from Bay Point WealthNov 11, 2024 · RIA to RIA
- James Scott Kantowski from Bay Point WealthJan 2, 2024 · RIA to a newly registered adviser
- Jacob Watson Sadler from Bay Point WealthJan 2, 2024 · RIA to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from Bay Point WealthDec 31, 2023 · Annapolis, Md
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Ann Lyn Dippel · Chief Compliance Officercontrolsince 10/2023 · owns 25% to 50%
- Scott James Kantowski · Membercontrolsince 10/2023 · owns 25% to 50%
- Grace Elizabeth Gillette · Membersince 02/2024 · owns 5% to 10%
- Watson Jacob Sadler · Membersince 10/2023 · owns 5% to 10%
- Michele Yvonne Scoggins · Membersince 08/2024 · owns 5% to 10%
Related persons
Schedule D 7.A
- Jsk Tax Services, LLCinsurancey
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Annapolis, Md · principal | 8 | 2 | 0 | ||
| Crofton, Md | 0 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
- Asheville, NC1 employees
- , 1 employees
What changed
consecutive filings, newest first
- Financial planning clients · 251-500 to 251-500Aug 31, 2026 to Sep 15, 2026
- Other offices · 9 to 8Aug 31, 2026 to Sep 15, 2026
- Related adviser · false to unsetAug 31, 2026 to Sep 15, 2026
- Related bank · false to unsetAug 31, 2026 to Sep 15, 2026
- Related broker-dealer · false to unsetAug 31, 2026 to Sep 15, 2026
- Related insurance company · false to unsetAug 31, 2026 to Sep 15, 2026
- Succession · false to unsetAug 31, 2026 to Sep 15, 2026
- Accounts · 349 to 356Nov 21, 2025 to Mar 10, 2026
- Advisory employees · 7 to 9Nov 21, 2025 to Mar 10, 2026
- HNW clients · 40 to 50Nov 21, 2025 to Mar 10, 2026
- Individual clients · 307 to 304Nov 21, 2025 to Mar 10, 2026
- Assets in custody · $1.2B to $154MNov 21, 2025 to Mar 10, 2026
- Employees · 10 to 13Nov 21, 2025 to Mar 10, 2026
- State-registered IARs · 7 to 9Nov 21, 2025 to Mar 10, 2026
- Other offices · 10 to 9Nov 21, 2025 to Mar 10, 2026
- Discretionary RAUM · $384M to $461MNov 21, 2025 to Mar 10, 2026
- HNW RAUM · $190M to $247MNov 21, 2025 to Mar 10, 2026
- Individual RAUM · $190M to $208MNov 21, 2025 to Mar 10, 2026
- Pension RAUM · $4.5M to $5.5MNov 21, 2025 to Mar 10, 2026
- RAUM · $384M to $461MNov 21, 2025 to Mar 10, 2026
- Other offices · 8 to 10Aug 15, 2025 to Nov 21, 2025
- Financial planning clients · 251-500 to 251-500Jun 17, 2025 to Jul 1, 2025
- Accounts · 1,044 to 349Oct 9, 2024 to Apr 1, 2025
- Advisory employees · 6 to 7Oct 9, 2024 to Apr 1, 2025
- HNW clients · 88 to 40Oct 9, 2024 to Apr 1, 2025
- Individual clients · 216 to 307Oct 9, 2024 to Apr 1, 2025
- Assets in custody · $103M to $1.2BOct 9, 2024 to Apr 1, 2025
- Financial planning clients · 0 to 251-500Oct 9, 2024 to Apr 1, 2025
- State-registered IARs · 6 to 7Oct 9, 2024 to Apr 1, 2025
- Other offices · 7 to 8Oct 9, 2024 to Apr 1, 2025
- Discretionary RAUM · $331M to $384MOct 9, 2024 to Apr 1, 2025
- HNW RAUM · $239M to $190MOct 9, 2024 to Apr 1, 2025
- Individual RAUM · $84.8M to $190MOct 9, 2024 to Apr 1, 2025
- Pension RAUM · $7.3M to $4.5MOct 9, 2024 to Apr 1, 2025
- RAUM · $331M to $384MOct 9, 2024 to Apr 1, 2025
- Related insurance company · true to falseOct 9, 2024 to Apr 1, 2025
- Other offices · 6 to 7Aug 13, 2024 to Aug 19, 2024
- Accounts · 0 to 1,044Jan 17, 2024 to Mar 1, 2024
- Advisory employees · 4 to 6Jan 17, 2024 to Mar 1, 2024
- HNW clients · unset to 88.0Jan 17, 2024 to Mar 1, 2024
Signals
4 dated events
- Kurt Dimanna left Curio Wealth, Llc for Ae Wealth Management, Llc (registered 2026-02-17)Feb 9, 2026 · Advisor changed firm · fact
- Curio Wealth, Llc reported 6 offices beyond its principal office, up from 0 (2023-11-30 to 2024-01-02)Jan 2, 2024 · Office count change · derived
- 4 advisors left Bay Point Wealth (Annapolis, MD) for Curio Wealth, LLC on the same dayDec 31, 2023 · Team lift-out · derived
- Curio Wealth, Llc filed its initial SEC registration (Form ADV)Oct 3, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@curiowealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 410-449-2599reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/curiowealthreportedpublic record, Form ADV, Sep 17, 2026
- Website
- CURIOWEALTH.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 410-449-2599reportedpublic record, Form ADV, Sep 15, 2026
- Team page
- CURIOWEALTH.COM/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $57.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026