DFX Intelligence
RIA Intelligence
Advisor moves
Arrivals at Tar River Wealth Planning, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Louis Alfred Wheless | Raymond James Financial Services Advisors, Inc BD affiliated | Tar River Wealth Planning, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 4, 2024 | Apr 9, 2024 |
| James Parker Lumpkin | Raymond James Financial Services Advisors, Inc BD affiliated | Tar River Wealth Planning, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2023 | Jan 11, 2024 |
| James "Tripp" Parker Lumpkin | Raymond James Financial Services Advisors, Inc BD affiliated | Tar River Wealth Planning, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2023 | Feb 16, 2024 (47 d) |
| Arturo Ynocencio Casanova Lumpkin | Raymond James Financial Services Advisors, Inc BD affiliated | Tar River Wealth Planning, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2023 | Jan 11, 2024 |
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4 moves match.