DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Lord And Richards
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Mickale Weshon Gilbert | Charles Schwab & Co., Inc. national BD | Lord And Richards independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 1, 2026 | Sep 2, 2026 |
| Trevor Michael Richards | Oxford Wealth Group, LLC independent RIA | Lord And Richards independent RIA | RIA to RIA | Nov 24, 2025 | Dec 12, 2025 |
| Andrew Jay Stenzel | LPL Financial LLC BD affiliated | Lord And Richards independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 17, 2024 | Jun 18, 2024 |
| William W Meyers | Commonwealth Financial Network national BD | Lord And Richards independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 14, 2024 | Jan 1, 2025 (201 d) |
| Colin Timothy Richards | Ae Wealth Management, LLC independent RIA | Lord And Richards no RAUM | RIA to a newly registered adviser | Jun 13, 2024 | Jan 8, 2024 |
| Timothy Alan Trier | Ae Wealth Management, LLC independent RIA | Lord And Richards no RAUM | RIA to a newly registered adviser | Jun 13, 2024 | Jan 8, 2024 |
| Luke Taylor Gregory | Ae Wealth Management, LLC independent RIA | Lord And Richards independent RIA | RIA to RIA | Jun 13, 2024 | Jan 3, 2025 (204 d) |
| Jonathan Luke Glazier | Ae Wealth Management, LLC independent RIA | Lord And Richards no RAUM | RIA to a newly registered adviser | Jun 13, 2024 | Jan 8, 2024 |
| Edmund Douglas Robinson | Strategic Wealth Investment Group, LLC independent RIA | Lord And Richards independent RIA | RIA to RIA | Mar 29, 2024 | May 22, 2024 (54 d) |
| Charles Patrick Faulhaber | Ae Wealth Management, LLC BD affiliated | Lord And Richards no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 24, 2024 | Jan 8, 2024 |
| Jason Christopher Vander Pol | Strategic Wealth Investment Group, LLC independent RIA | Lord And Richards no RAUM | RIA to a newly registered adviser | Oct 6, 2023 | Jan 19, 2024 (105 d) |
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11 moves match.