DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Drucker Wealth

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jordan Anthony HainesDentist Advisors independent RIADrucker Wealth independent RIARIA to RIAJul 8, 2025Jan 5, 2026 (181 d)
Lance DruckerHornor, Townsend & Kent, LLC BD affiliatedDrucker Wealth no RAUMAffiliated broker-dealer or bank to a newly registered adviserFeb 12, 2024Feb 13, 2024
Kathleen Marie RitchieHornor, Townsend & Kent, LLC BD affiliatedDrucker Wealth no RAUMAffiliated broker-dealer or bank to a newly registered adviserFeb 12, 2024Feb 9, 2024
Autumn Jean LaxHornor, Townsend & Kent, LLC BD affiliatedDrucker Wealth no RAUMAffiliated broker-dealer or bank to a newly registered adviserFeb 12, 2024Feb 9, 2024
Gideon DruckerHornor, Townsend & Kent, LLC BD affiliatedDrucker Wealth no RAUMAffiliated broker-dealer or bank to a newly registered adviserFeb 12, 2024Feb 9, 2024
Sarah Ann WardHornor, Townsend & Kent, LLC BD affiliatedDrucker Wealth no RAUMAffiliated broker-dealer or bank to a newly registered adviserFeb 12, 2024Feb 9, 2024
Dru Catherine BurnsUBS Financial Services Inc. wirehouseDrucker Wealth independent RIAWirehouse to independent RIAApr 11, 2023May 20, 2024 (405 d)
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7 moves match.