DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Rivertree Wealth

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Shaun Douglas MizeBrighton Jones LLC independent RIARivertree Wealth independent RIARIA to RIAJul 27, 2026Jul 31, 2026
Justin Michael HobbsCerity Partners LLC independent RIARivertree Wealth independent RIARIA to RIAJan 20, 2026Mar 3, 2026 (42 d)
Sean Mark HilliardEmpower Advisory Group, LLC BD affiliatedRivertree Wealth independent RIAAffiliated broker-dealer or bank to independent RIAJul 16, 2025Oct 20, 2025 (96 d)
Jacob Ivan DukeApplied Capital LLC independent RIARivertree Wealth independent RIARIA to RIAJun 19, 2024Mar 14, 2024
Fred Andrew WoodMariner Advisor Network BD affiliatedRivertree Wealth independent RIAAffiliated broker-dealer or bank to independent RIAApr 12, 2024Apr 19, 2024
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5 moves match.