DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Lincoln Park Capital LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Matthew Joseph Cawley | Eide Bailly Advisors, LLC independent RIA | Lincoln Park Capital LLC no RAUM | RIA to a newly registered adviser | Sep 16, 2024 | Nov 12, 2024 (57 d) |
| Lucas Alan Burton | Osaic Fs, Inc. BD affiliated | Lincoln Park Capital LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 1, 2024 | Jul 1, 2024 |
| Dana Louis Cornell | Org Partners independent RIA | Lincoln Park Capital LLC independent RIA | RIA to RIA | Apr 5, 2023 | May 1, 2026 (1122 d) |
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3 moves match.