DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Tumolo Wealth Management LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Mark Lehman BobruffLPL Enterprise, LLC BD affiliatedTumolo Wealth Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 28, 2026Jan 14, 2026
Brian Kenneth MaroisOsaic Institutions, Inc. BD affiliatedTumolo Wealth Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 28, 2025Apr 28, 2025
Kenneth Daniel TumoloTucker Asset Management LLC independent RIATumolo Wealth Management LLC independent RIARIA to RIAJun 28, 2024May 16, 2024
Nicholas Daniel TumoloTucker Asset Management LLC independent RIATumolo Wealth Management LLC independent RIARIA to RIAJun 28, 2024May 16, 2024
Matthew Charles KoziolMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseTumolo Wealth Management LLC independent RIAWirehouse to independent RIAMar 27, 2024May 16, 2024 (50 d)
Brittni Rehg OxendinePark Avenue Securities LLC BD affiliatedTumolo Wealth Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 22, 2023Dec 12, 2025 (1024 d)
Page 1 of 1
6 moves match.