DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Carrera Capital Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Devin EllisMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCarrera Capital Advisors independent RIAWirehouse to independent RIAOct 7, 2025Oct 6, 2025
Daniel RichmondOneamerica Securities, Inc. BD affiliatedCarrera Capital Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJan 31, 2025Jan 13, 2025
Madison E ClementMorgan Stanley wirehouseCarrera Capital Advisors independent RIAWirehouse to independent RIADec 11, 2024Jan 27, 2025 (47 d)
Martin Lewis SchmidtNorthwestern Mutual Investment Services,LLC no RAUMCarrera Capital Advisors independent RIAOtherMay 16, 2024Jan 1, 2025 (230 d)
Bryan David FrancoCirrus Capital LLC independent RIACarrera Capital Advisors independent RIARIA to RIAMay 2, 2023Nov 25, 2025 (938 d)
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5 moves match.