DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Arena Private Wealth
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Christian George Francaviglia | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Arena Private Wealth independent RIA | Wirehouse to independent RIA | Mar 10, 2026 | Apr 2, 2026 |
| Edward Bowman Pettegrew | Cetera Investment Advisers LLC BD affiliated | Arena Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 6, 2026 | Feb 26, 2026 |
| Erik Michael Kratz | Focus Partners Wealth, LLC independent RIA | Arena Private Wealth independent RIA | RIA to RIA | Jan 20, 2026 | Jan 15, 2026 |
| Mitchell Lawrence Stein | Objective Capital Management, LLC independent RIA | Arena Private Wealth no RAUM | Other | Dec 31, 2025 | Oct 24, 2024 |
| Ryan Steven Watt | Objective Capital Management, LLC independent RIA | Arena Private Wealth no RAUM | Other | Dec 31, 2025 | Oct 25, 2024 |
| Jason A Tosh | Objective Capital Management, LLC independent RIA | Arena Private Wealth no RAUM | Other | Dec 31, 2025 | Oct 24, 2024 |
| Joseph Littman | J.P. Morgan Securities LLC wirehouse | Arena Private Wealth independent RIA | Wirehouse to independent RIA | Apr 11, 2025 | Jun 19, 2025 (69 d) |
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7 moves match.