DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Secondmarket Financial, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kyra L Hershkowitz | Equitable Advisors, LLC national BD | Secondmarket Financial, LLC asset manager | Other | Sep 2, 2026 | Sep 11, 2026 |
| Garrett Johnson | Forge Global Advisors LLC asset manager | Secondmarket Financial, LLC asset manager | Other | May 13, 2026 | May 27, 2026 |
| Blake Lawrence Weltmann | Spartan Capital Private Wealth Management LLC state registered | Secondmarket Financial, LLC asset manager | Other | Jan 1, 2025 | May 11, 2026 (495 d) |
| Francis Ofori-Amanfo | Taylor Hoffman Capital Management independent RIA | Secondmarket Financial, LLC no RAUM | RIA to a newly registered adviser | Apr 22, 2022 | Jun 10, 2025 (1145 d) |
| Uzair Tahir Hafeez | E*Trade Capital Management, LLC independent RIA | Secondmarket Financial, LLC no RAUM | RIA to a newly registered adviser | Aug 4, 2021 | Jun 10, 2025 (1406 d) |
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5 moves match.