DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Rose Wealth, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Grant Skylar Jordy | Ameriprise Financial Services, LLC national BD | Rose Wealth, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 17, 2025 | Nov 19, 2025 |
| Andrew Alston | Ameriprise Financial Services, LLC national BD | Rose Wealth, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 2, 2025 | Jul 8, 2025 |
| Alex Christian Alston | Ameriprise Financial Services, LLC national BD | Rose Wealth, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 10, 2024 | Apr 11, 2025 (122 d) |
| Sean Joseph Green | Lonestar Registered Investment Advisors, LLC no RAUM | Rose Wealth, LLC state registered | Other | May 31, 2023 | Apr 11, 2025 (681 d) |
Page 1 of 1
4 moves match.