DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Santa Barbara Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
George M JoyauxThe Mather Group, LLC independent RIASanta Barbara Management independent RIARIA to RIASep 4, 2026Aug 7, 2026
Pavani M PennathurPlante Moran Financial Advisors independent RIASanta Barbara Management independent RIARIA to RIAJul 23, 2026Aug 27, 2026 (35 d)
Kristen Elizabeth DealyLPL Financial LLC BD affiliatedSanta Barbara Management independent RIAAffiliated broker-dealer or bank to independent RIAJul 9, 2026May 28, 2026
Jack N CagigalMorgan Stanley wirehouseSanta Barbara Management independent RIAWirehouse to independent RIAMar 19, 2026Mar 27, 2026
Jonathan FischerIconiq Capital, LLC mixed wealthSanta Barbara Management independent RIARIA to RIAMay 23, 2019Sep 9, 2026 (2666 d)
Gustav Magnus Nicholas VikIconiq Capital, LLC otherSanta Barbara Management independent RIAOtherAug 31, 2016Mar 31, 2026 (3499 d)
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6 moves match.